What You Need for the Application

• Proprietary Trading Group Tax Identification Number;
• US Tax Classification (Partnership, Corporation, Disregarded Entity);
• US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card);
• Controlling Officer name, address, phone number, US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card).

If the entity is NOT a U.S. publicly-traded company or registered with a U.S. financial regulatory agency, then for each 10% or greater shareholder:

• Name;
• Date of birth;
• Address;
• Phone;
• Country of citizenship or formation if entity;
• US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card).

• Estimated Net Worth (excluding value of residence);
• Estimated Liquid Net Worth (excluding value of residence).
• Annual Net Income;
• Total Assets;
• Bank or third-party broker account numbers for funding purposes, plus routing number for check deposits.

The document should be a valid document that clearly states the name and DOB, and is not in an editable format.

• Passport
• Driver's License
• Natonal ID Card
• Other Government-Issued ID Card (i.e. US State ID Card, Visa, Alien Registration ID Card, Green Card, etc.)

The document should clearly state the name and address, and is not in an editable format.

• Mortgage Statement*
• Deed
• Other Evidence of Property
• Current Lease (Fully-Executed Copy)
• Utility Bill*
• Driver's License
• Bank Statement, Bank-Issued Credit Card Statement or Bank-Issued Debit Card Statement or Signed Letter from Bank on Bank Letterhead Confirming Address*
• Customer and bank must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org);
• Brokerage Statement from a U.S.-Registered Broker Dealer or Foreign Affiliate of a U.S.-Registered Broker Dealer*
• Customer must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org);
• Current Homeowner's or Renter's Policy Documents or Riders
• Current Bill for Homeowner's or Renter's Insurance Policy*
• Security System Bill/Statement*
• Government-Issued Letters or Government-Issued Statements establishing current address. (i.e. Tax Letters and notices; Letters or notices from government housing authorities; Jury duty notices; and/or Voter registration notices)

*Document should be less than 12 months old

The document must be a valid, final version that clearly states the firm is authorized to trade on margin, and is not in an editable format.

• Corporate Charter*
• Bylaws*
• Corporate Resolution

*Please circle the authorization language.

Please complete and submit BOTH of these documents below:

• Foreign Bank Certification
• Banking License Questionnaire

*This requirement applies only to organizations and trusts that have been formed in or are located in countries that are not full members of the Financial Action Task Force (see http://www.fatf-gafi.org).

The document should clearly state the name of the firm and be less than 12 months old.

• Bank Statement
• Broker Statement
• Mortgage Statement
• Loan Statement

• Amount of intended deposit;
• Bank Name;
• Bank Account Number (optional).

• Amount of intended deposit;
• Bank Name.

• Amount of intended deposit;
• Check Number;
• Bank Routing Number;
• Bank Account Number.

• Amount of intended deposit;
• Bank Name.

• Name of Third-Party Bank or Broker;
• Third-Party Bank or Broker Account Number;
• Symbol, Number of Shares, and Exchange (optional) of each Stock to transfer;
• Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
• CUSIP Number and Aggregate Face Value of each US Bond to transfer.

• Bank Account Number;
• Bank Account Type (Checking or Savings);
• Bank's 9-digit routing number.

• Name of Third-Party Bank or Broker;
• Third-Party Bank or Broker Account Number.

In addition, for partial ACATS transfers:

• Symbol, Number of Shares, and Exchange (optional) of each Stock and/or US Mutual Fund to transfer;
• Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
• CUSIP Number and Aggregate Face Value of each US Bond to transfer;
• Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option to transfer.

• Name of Third-Party Bank or Broker;
• Third-Party Bank or Broker Account Number.

In addition, for partial ATON transfers:

• Symbol, Number of Shares, and Exchange (optional) of each Stock and/or Canadian Stock to transfer;
• Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
• Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option and/or Canadian Option to transfer.

From your Interactive Brokers Account Application:

• Interactive Brokers Account ID;
• User Name;
• Account Title;
• Address;
• Social Security Number or Tax ID Number on Account;
• Email Address.

From the account to be transferred to your Interactive Brokers account:

• Name of Brokerage Firm Currently Holding Your Account;
• Address;
• City/State/Zip;
• Account Owner Name(s);
• Account Number.

In addition, for partial transfers:

• Description and quantity of each asset to be transferred.

From your Interactive Brokers Account Application

• Interactive Brokers Account ID;
• User Name;
• Account Title;
• Account Type;
• Address;
• Social Security Number or Tax ID Number on Account (US residents only).

From the account to be transferred to your Interactive Brokers account:

• Name of Bank/Brokerage Firm Currently Holding Your Account;
• Address;
• City/State/Zip;
• Name of Contact Person at Bank/Broker;
• Account Owner Name(s);
• Account Number.

For partial transfers:

• Symbol, Description, Quantity, and ISIN number of each asset to be transferred.

• Summary and country of origin/exchange of each asset to transfer.

• Proprietary Trading Group Tax Identification Number;
• US Tax Classification (Partnership, Corporation, Disregarded Entity);
• US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card);
• Controlling Officer name, address, phone number, US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card).

If the entity is NOT a U.S. publicly-traded company or registered with a U.S. financial regulatory agency, then for each 10% or greater shareholder:

• Name;
• Date of birth;
• Address;
• Phone;
• Country of citizenship or formation if entity;
• US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card).

• Estimated Net Worth (excluding value of residence);
• Estimated Liquid Net Worth (excluding value of residence).
• Annual Net Income;
• Total Assets;
• Bank or third-party broker account numbers for funding purposes, plus routing number for check deposits.

• Amount of intended deposit;
• Bank Name;
• Bank Account Number (optional).

• Amount of intended deposit;
• Bank Name.

• Amount of intended deposit;
• Bank Name.

• Name of Third-Party Bank or Broker;
• Third-Party Bank or Broker Account Number;
• Symbol, Number of Shares, and Exchange (optional) of each Stock to transfer;
• Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
• CUSIP Number and Aggregate Face Value of each US Bond to transfer.

• Bank Account Number;
• Bank Account Type (Checking or Savings);
• Bank's 9-digit routing number.

• Name of Third-Party Bank or Broker;
• Third-Party Bank or Broker Account Number.

In addition, for partial ACATS transfers:

• Symbol, Number of Shares, and Exchange (optional) of each Stock and/or US Mutual Fund to transfer;
• Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
• CUSIP Number and Aggregate Face Value of each US Bond to transfer;
• Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option to transfer.

• Name of Third-Party Bank or Broker;
• Third-Party Bank or Broker Account Number.

In addition, for partial ATON transfers:

• Symbol, Number of Shares, and Exchange (optional) of each Stock and/or Canadian Stock to transfer;
• Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
• Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option and/or Canadian Option to transfer.

From your Interactive Brokers Account Application:

• Interactive Brokers Account ID;
• User Name;
• Account Title;
• Address;
• Social Security Number or Tax ID Number on Account;
• Email Address.

From the account to be transferred to your Interactive Brokers account:

• Name of Brokerage Firm Currently Holding Your Account;
• Address;
• City/State/Zip;
• Account Owner Name(s);
• Account Number.

In addition, for partial transfers:

• Description and quantity of each asset to be transferred.

From your Interactive Brokers Account Application

• Interactive Brokers Account ID;
• User Name;
• Account Title;
• Account Type;
• Address;
• Social Security Number or Tax ID Number on Account (US residents only).

From the account to be transferred to your Interactive Brokers account:

• Name of Bank/Brokerage Firm Currently Holding Your Account;
• Address;
• City/State/Zip;
• Name of Contact Person at Bank/Broker;
• Account Owner Name(s);
• Account Number.

For partial transfers:

• Symbol, Description, Quantity, and ISIN number of each asset to be transferred.

• Summary and country of origin/exchange of each asset to transfer.

• Proprietary Trading Group Tax Identification Number;
• US Tax Classification (Partnership, Corporation, Disregarded Entity);
• US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card);
• Controlling Officer name, address, phone number, US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card).

If the entity is NOT a U.S. publicly-traded company or registered with a U.S. financial regulatory agency, then for each 10% or greater shareholder:

• Name;
• Date of birth;
• Address;
• Phone;
• Country of citizenship or formation if entity;
• US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card).

• Estimated Net Worth (excluding value of residence);
• Estimated Liquid Net Worth (excluding value of residence).
• Annual Net Income;
• Total Assets;
• Bank or third-party broker account numbers for funding purposes, plus routing number for check deposits.

• Utility Bill:
  Electricity, water, telephone, gas; the bill must be less than six months old and show the account holder’s full name and address. Please note: Bills for cell phone service are not valid proof of residency;
• Other Company Document:
  Articles of incorporation, lease agreement which shows the company’s current address.

• Board resolution which grants the authority to the trader;
• Other company document which grants the authority to the trader.

• Passport:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue; any visa stamped pages must be included;
• National ID Card:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue.

• Utility Bill:
  Electricity, water, telephone, gas; the bill must be less than six months old and show the account holder’s full name and address;
  Please note: Bills for cell phone service are not valid proof of residency;
• Driver’s License:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue;
• Bank Statement:
  Must be less than six months old and show the account holder’s full name and address;
• Notarized Document:
  Must be another document; e.g. rental/lease, agreement, work permit, etc; which shows currently valid address and is less than three months old, and certified by a solicitor that he/she has seen the original document; solicitors must provide their full name, address and telephone number.

• Company's license or authorization to conduct financial business;
  If the company’s regulated status is not indicated, please provide appropriate evidence.

• Utility Bill:
  Electricity, water, telephone, gas; the bill must be less than six months old and show the account holder’s full name and address. Please note: Bills for cell phone service are not valid proof of residency;
• Other Company Document:
  Articles of incorporation, lease agreement which shows the company’s current address.

• Board resolution which grants the authority to the trader;
• Other company document which grants the authority to the trader.

• Passport:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue; any visa stamped pages must be included;
• National ID Card:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue.

• Utility Bill:
  Electricity, water, telephone, gas; the bill must be less than six months old and show the account holder’s full name and address. Please note: Bills for cell phone service are not valid proof of residency;
• Driver’s License:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue;
• Bank Statement:
  Must be less than six months old and show the account holder’s full name and address;
• Notarized Document:
  Must be another document; e.g. rental/lease agreement, work permit, etc; which shows currently valid address and is less than three months old, and certified by a solicitor that he/she has seen the original document; solicitors must provide their full name, address and telephone number.

• Passport:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue; any visa stamped pages must be included;
• National ID Card:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue.

• Utility Bill:
  Electricity, water, telephone, gas; the bill must be less than six months old and show the account holder’s full name and address. Please note: Bills for cell phone service are not valid proof of residency;
• Driver’s License:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue;
• Bank Statement:
  Must be less than six months old and show the account holder’s full name and address;
• Notarized Document:
  Must be another document; e.g. rental/lease agreement, work permit, etc; which shows currently valid address and is less than three months old, and certified by a solicitor that he/she has seen the original document; solicitors must provide their full name, address and telephone number.

• Passport:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue; any visa stamped pages must be included;
• UK Driver’s License:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue.

• Utility Bill:
  Electricity, water, telephone, gas; the bill must be less than six months old and show the account holder’s full name and address. Please note: Bills for cell phone service are not valid proof of residency;
• UK Driver’s License:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue. Note: If driver’s license is used for proof of identity, it can not also be used as proof of address;
• Bank Statement:
  Must be less than six months old and show the account holder’s full name and address;
• Notarized Document:
  Must be another document; e.g. rental/lease agreement, work permit, etc; which shows currently valid address and is less than three months old, and certified by a solicitor that he/she has seen the original document; solicitors must provide their full name, address and telephone number.

• Confirmation Letter:
  Must state the name, address and type of institution of the owning company and confirm ownership of the applicant company.

• Company's license or authorization to conduct financial business. If the company’s regulated status is not indicated, please provide appropriate evidence.

• Utility Bill:
  Electricity, water, telephone, gas; the bill must be less than six months old and Show the account holder’s full name and address. Please note: Bills for cell phone service are not valid proof of residency;
• Other company document:
  Articles of incorporation, lease agreement which shows the company’s current place of business address.

• Confirmation Letter:
  Must state the name, address and exchange on which the owning company is quoted and confirm ownership of the applicant company.

• Confirmation Letter:
  Must state the name and address of the owning company and confirm ownership of the applicant company.

• Notarized extract from the U.K. Office of the Registrar of Companies (i.e. the “Trade Register”) must be less than six months old;
• Comparable document from the company's country of origin must be less than six months old.

• Utility Bill:
  Electricity, water, telephone, gas; the bill must be less than six months old and show the account holder’s full name and address. Please note: Bills for cell phone service are not valid proof of residence;
• Other company document:
  Articles of incorporation, lease agreement which shows the company’s current place of business address.

• Utility Bill:
  Electricity, water, telephone, gas; the bill must be less than 6 months old and show the account holder’s full name and address. Please note: Bills for cell phone service are not valid proof of residency;
• Other Company Document:
  Articles of incorporation, lease agreement which shows the company’s current address.

• Board resolution which grants the authority to the trader;
• Other company document which grants the authority to the trader.

• Passport:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue; any visa stamped pages must be included;
• National ID Card:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue.

• Utility Bill:
  Electricity, water, telephone, gas; the bill must be less than 6 months old and show the account holder’s full name and address. Please note: Bills for cell phone service are not valid proof of residency;
• Driver’s License:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue;
• Bank Statement:
  Must be less than 6 months old and show the account holder’s full name and address;
• Notarized Document:
  Must be another document e.g. rental/ lease, agreement, work permit etc, which show currently valid address and be less than 3 months old which certified by a solicitor that he/she has seen the original document; solicitors must provide their full name, address and telephone number.

• Notarized extract from the U.K. Office of the Registrar of Companies (i.e. the “Trade Register”) must be less than six months old;
• Comparable document from the company's country of origin must be less than six months old.

• Utility Bill:
  Electricity, water, telephone, gas; the bill must be less than six months old and show the account holder’s full name and address. Please note: Bills for cell phone service are not valid proof of residency;
• Other company document:
  Articles of incorporation - must show the company’s current address.

• Board resolution must grant the authority to the trader;
• Other company document which grants the authority to the trader.

• Passport:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue; any visa stamped pages must be included;
• National ID Card:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue.

• Utility Bill:
  Electricity, water, telephone, gas; the bill must be less than six months old and show the account holder’s full name and address. Please note: Bills for cell phone service are not valid proof of residency;
• Driver’s License:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue;
• Bank Statement:
  Must be less than six months old and show the account holder’s full name and address;
• Notarized Document:
  Must be another document; e.g. rental/lease agreement, work permit, etc; which shows currently valid address and is less than three months old, and certified by a solicitor that he/she has seen the original document; solicitors must provide their full name, address and telephone number.

• Passport:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue; any visa stamped pages must be included;
• National ID Card:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue.

• Utility Bill:
  Electricity, water, telephone, gas; the bill must be less than six months old and show the account holder’s full name and address. Please note: Bills for cell phone service are not valid proof of residency;
• Driver’s License:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue;
• Bank Statement:
  Must be less than six months old and show the account holder’s full name and address;
• Notarized Document:
  Must be another document; e.g. rental/lease agreement, work permit, etc; which shows currently valid address and is less than three months old, and certified by a solicitor that he/she has seen the original document; solicitors must provide their full name, address and telephone number.

• Passport:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue; any visa stamped pages must be included;
• UK Driver’s License:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue.

• Utility Bill:
  Electricity, water, telephone, gas; the bill must be less than six months old and show the account holder’s full name and address. Please note: Bills for cell phone service are not valid proof of residency;
• UK Driver’s License:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue. Note: If driver’s license is used for proof of identity, it can not also be used as proof of address;
• Bank Statement:
  Must be less than six months old and show the account holder’s full name and address;
• Notarized Document:
  Must be another document; e.g. rental/lease agreement, work permit, etc; which shows currently valid address and is less than three months old, and certified by a solicitor that he/she has seen the original document; solicitors must provide their full name, address and telephone number.

• Confirmation Letter:
  Must state the name, address and type of institution of the owning company and confirm ownership of the applicant company.

• Company's license or authorization to conduct financial business;
  If the company’s regulated status is not indicated, please provide appropriate evidence.

• Utility Bill:
  Electricity, water, telephone, gas; the bill must be less than six months old and show the account holder’s full name and address. Please note: Bills for cell phone service are not valid proof of residency;
• Other company document:
  Articles of incorporation, lease agreement which shows the company’s current place of business address.

• Confirmation Letter:
  Must state the name, address and exchange on which the owning company is quoted and confirm ownership of the applicant company.

• Confirmation Letter:
  Must state the name and address of the owning company and confirm ownership of the applicant company.

• Notarized extract from the U.K. Office of the Registrar of Companies (i.e. the “Trade Register”) must be less than six months old;
• Comparable document from the company's country of origin must be less than six months old.

• Utility Bill:
  Electricity, water, telephone, gas; the bill must be less than six months old and show the account holder’s full name and address. Please note: Bills for cell phone service are not valid proof of residency;
• Other company document:
  Articles of incorporation, lease agreement which shows the company’s current place of business address.

• Utility Bill:
  Electricity, water, telephone, gas; the bill must be less than six months old and show the account holder’s full name and address). Please note: Bills for cell phone service are not valid proof of residency;
• Other company document:
  Articles of incorporation - must shows the company’s current place of business address.

• Mandate:
  Must show the opening of and conferring authority to those persons who will undertake transactions on behalf of the partnership or unincorporated business.

• Passport:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue; any visa stamped pages must be included;
• National ID Card:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue.

• Utility Bill:
  Electricity, water, telephone, gas – the bill must be less than six months old and show the account holder’s full name and address. Please note: Bills for cell phone service are not valid proof of residency;
• Driver’s License:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue;
• Bank Statement:
  Must be less than six months old and show the account holder’s full name and address;
• Notarized Document:
  Must be another document; e.g. rental/lease agreement, work permit, etc; which shows currently valid address and is less than three months old, and certified by a solicitor that he/she has seen the original document; solicitors must provide their full name, address and telephone number.

• Passport:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue; any visa stamped pages must be included;
• National ID Card:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue.

• Utility Bill:
  Electricity, water, telephone, gas; the bill must be less than six months old and show the account holder’s full name and address. Please note: Bills for cell phone service are not valid proof of residency;
• Driver’s License:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue;
• Bank Statement:
  Must be less than six months old and show the account holder’s full name and address;
• Notarized Document:
  Must be another document; e.g. rental/lease agreement, work permit, etc; which shows currently valid address and is less than three months old, and certified by a solicitor that he/she has seen the original document; solicitors must provide their full name, address and telephone number.

• Passport:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue; any visa stamped pages must be included;
• UK Driver’s License:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue.

• Utility Bill:
  Electricity, water, telephone, gas; the bill must be less than six months old and show the account holder’s full name and address. Please note: Bills for cell phone service are not valid proof of residency;
• UK Driver’s License:
  Must be currently valid, signed by the account holder and clearly indicate the number, date of expiration, date of birth and country of issue. Note: If driver’s license is used for proof of identity, it can not also be used as proof of address;
• Bank Statement:
  Must be less than six months old and show the account holder’s full name and address;
• Notarized Document:
  Must be another document; e.g. rental/lease agreement, work permit, etc; which shows currently valid address and is less than three months old, and certified by a solicitor that he/she has seen the original document; solicitors must provide their full name, address and telephone number.

• Confirmation Letter:
  Must state the name, address and type of institution of the owning company and confirm ownership of the applicant company.

• Company's license or authorization to conduct financial business;
  If the company’s regulated status is not indicated, please provide appropriate evidence.

• Utility Bill:
  Electricity, water, telephone, gas; the bill must be less than six months old and show the account holder’s full name and address. Please note: Bills for cell phone service are not valid proof of residency;
• Other company document:
  Articles of incorporation, lease agreement which shows the company’s current place of business address.

• Confirmation Letter:
  Must state the name, address and exchange on which the owning company is quoted and confirm ownership of the applicant company.

• Confirmation Letter:
  Must state the name and address of the owning company and confirm ownership of the applicant company.

• Notarized extract from the U.K. Office of the Registrar of Companies (i.e. the “Trade Register”) must be less than six months old;
• Comparable document from the company's country of origin must be less than six months old.

• Utility Bill:
  Electricity, water, telephone, gas; the bill must be less than six months old and show the account holder’s full name and address. Please note: Bills for cell phone service are not valid proof of residency;
• Other company document:
  Articles of incorporation, lease agreement which shows the company’s current place of business address.

• Amount of intended deposit;
• Bank Name;
• Bank Account Number (optional).

• Amount of intended deposit;
• Bank Name.

• Amount of intended deposit;
• Check Number;
• Bank Routing Number;
• Bank Account Number.

• Amount of intended deposit;
• Bank Name.

• Name of Third-Party Bank or Broker;
• Third-Party Bank or Broker Account Number;
• Symbol, Number of Shares, and Exchange (optional) of each Stock to transfer;
• Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
• CUSIP Number and Aggregate Face Value of each US Bond to transfer.

• Bank Account Number;
• Bank Account Type (Checking or Savings);
• Bank's 9-digit routing number.

• Name of Third-Party Bank or Broker;
• Third-Party Bank or Broker Account Number.

In addition, for partial ACATS transfers:

• Symbol, Number of Shares, and Exchange (optional) of each Stock and/or US Mutual Fund to transfer;
• Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
• CUSIP Number and Aggregate Face Value of each US Bond to transfer;
• Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option to transfer.

• Name of Third-Party Bank or Broker;
• Third-Party Bank or Broker Account Number.

In addition, for partial ATON transfers:

• Symbol, Number of Shares, and Exchange (optional) of each Stock and/or Canadian Stock to transfer;
• Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
• Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option and/or Canadian Option to transfer.

From your Interactive Brokers Account Application:

• Interactive Brokers Account ID;
• User Name;
• Account Title;
• Address;
• Social Security Number or Tax ID Number on Account;
• Email Address.

From the account to be transferred to your Interactive Brokers account:

• Name of Brokerage Firm Currently Holding Your Account;
• Address;
• City/State/Zip;
• Account Owner Name(s);
• Account Number.

In addition, for partial transfers:

• Description and quantity of each asset to be transferred.

From your Interactive Brokers Account Application

• Interactive Brokers Account ID;
• User Name;
• Account Title;
• Account Type;
• Address;
• Social Security Number or Tax ID Number on Account (US residents only).

From the account to be transferred to your Interactive Brokers account:

• Name of Bank/Brokerage Firm Currently Holding Your Account;
• Address;
• City/State/Zip;
• Name of Contact Person at Bank/Broker;
• Account Owner Name(s);
• Account Number.

For partial transfers:

• Symbol, Description, Quantity, and ISIN number of each asset to be transferred.

• Summary and country of origin/exchange of each asset to transfer.

• Proprietary Trading Group Tax Identification Number;
• US Tax Classification (Partnership, Corporation, Disregarded Entity);
• US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card);
• Controlling Officer name, address, phone number, US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card).

If the entity is NOT a U.S. publicly-traded company or registered with a U.S. financial regulatory agency, then for each 10% or greater shareholder:

• Name;
• Date of birth;
• Address;
• Phone;
• Country of citizenship or formation if entity;
• US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card).

• Estimated Net Worth (excluding value of residence);
• Estimated Liquid Net Worth (excluding value of residence).
• Annual Net Income;
• Total Assets;
• Bank or third-party broker account numbers for funding purposes, plus routing number for check deposits.

Driver's License

• Both front and back sides are required;
• The document must be valid;
• If the document has a Permanent Address, please hide the field.

Passport

• Photo and Address pages are required;
• The document must be valid;
• If the document has a Permanent Address, please hide the field.

Health Insurance (Card Type)

• If front side has your residential address, please submit front page only;
• If front side does not have your residential address, please submit both front and back sides.

Health Insurance (Paper Type)

• The document must include Name, Address, and Date of Birth.

Alien Registration Card (or Residence Card)

• Mandatory requirement for Non-Japanese citizens.
• Both front and back sides are required;
• The document must be valid.

Certificate of Residence "Jyuminhyo"

The document must be issued within three months. If the document has Permanent Address, please hide the field. The document must include the following information:

• Name;
• Address;
• Date of Birth;
• Issued Date.

Resident Registration Card

The document must be valid. The document must include the following information:

• Name;
• Address;
• Date of Birth;
• Issued Date.

Certificate of All Present Matters

• Original document is required;
• The document must be issued within three months;
• Extract copy, Certificate of Partial Historical Matters, and Certificate of Partial Present Matters are not acceptable;
• Please obtain "Certificate of All Historical Matters" or "Certificate of All Present Matters" at Legal Affairs Bureau. Electronic certificates are also acceptable.

Certificate of All Historical Matters

• Original document is required;
• The document must be issued within three months;
• Extract copy, Certificate of Partial Historical Matters, and Certificate of Partial Present Matters are not acceptable;
• Please obtain "Certificate of All Historical Matters" or "Certificate of All Present Matters" at Legal Affairs Bureau. Electronic certificates are also acceptable.

Certificate of Registration

• Original document is required;
• The document must be issued within three months;
• Extract copy, Certificate of Partial Historical Matters, and Certificate of Partial Present Matters are not acceptable;
• Please obtain "Certificate of All Historical Matters" or "Certificate of All Present Matters" at Legal Affairs Bureau. Electronic certificates are also acceptable.

Certificate of Seal Impression

• Original document is required;
• The document must be issued within three months.

Driver's License

• Both front and back sides are required;
• The document must be valid;
• If the document has a Permanent Address, please hide the field.

Passport

• Photo and Address pages are required;
• The document must be valid;

Alien Registration Card

• Mandatory requirement for Non-Japanese citizens.
• Both front and back sides are required;
• The document must be valid.

Driver's License

• Both front & back sides are required;
• The document must be valid;
• If the document has Permanent Address, please hide the field.

Alien Registration Card

• Mandatory requirement for Non-Japanese citizens.
• Both front & back sides are required;
• The document must be valid.

Certificate of Residence "Jyuminhyo"

The document must include the following information. The document must be issued within three months, if the document has Permanent Address, please hide the field.

• Name;
• Address;
• Date of Birth;
• Issued Date.

Resident Registration Card

The document must be valid and include the following information.

• Name;
• Address;
• Date of Birth;
• Issued Date.

Utility Bill

• Copy of Utility Bills (Electronic, Gas, Water, Landline Phone) are acceptable. Mobile phone bills are not acceptable;
• The Name and Address in the document must match those in your IBLLC application;
• The document must be issued within three months.

Bank Statement

• The document must include Name and Address;
• The Name and Address in the document must match those in your IBLLC application;
• Customer and bank must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org);
• Statement must be less than three months old and show full name and current address.

Government Issued Letters

• The document must include Name and Address;
• The document must be issued within three months.

Articles of Incorporation

• Copy of original document is required.

Certificate of All Present Matters

• Copy of original document is required;
• The document must be issued within three months:
  • Extract copy, Certificate of Partial Historical Matters, and Certificate of Partial Present Matters are not acceptable;
  • Please obtain "Certificate of All Historical Matters" or "Certificate of All Present Matters" at Legal Affairs Bureau. Electronic certificates are also acceptable.

Certificate of All Historical Matters

• Copy of original document is required;
• The document must be issued within three months:
  • Extract copy, Certificate of Partial Historical Matters, and Certificate of Partial Present Matters are not acceptable;
  • Please obtain "Certificate of All Historical Matters" or "Certificate of All Present Matters" at Legal Affairs Bureau. Electronic certificates are also acceptable.

Certificate of Registration

• Copy of original document is required;
• The document must be issued within three months:
  • Extract copy, Certificate of Partial Historical Matters, and Certificate of Partial Present Matters are not acceptable;
  • Please obtain "Certificate of All Historical Matters" or "Certificate of All Present Matters" at Legal Affairs Bureau. Electronic certificates are also acceptable.

Certificate of Seal Impression

• Copy of original document is required;
• The document must be issued within three months.

Certificate of All Present Matters

• Copy of original document is required;
• The document must be issued within three months:
  • Extract copy, Certificate of Partial Historical Matters, and Certificate of Partial Present Matters are not acceptable;
  • Please obtain "Certificate of All Historical Matters" or "Certificate of All Present Matters" at Legal Affairs Bureau. Electronic certificates are also acceptable.

Certificate of All Historical Matters

• Copy of original document is required;
• The document must be issued within three months:
  • Extract copy, Certificate of Partial Historical Matters, and Certificate of Partial Present Matters are not acceptable;
  • Please obtain "Certificate of All Historical Matters" or "Certificate of All Present Matters" at Legal Affairs Bureau. Electronic certificates are also acceptable.

Certificate of Registration

• Copy of original document is required;
• The document must be issued within three months:
  • Extract copy, Certificate of Partial Historical Matters, and Certificate of Partial Present Matters are not acceptable;
  • Please obtain "Certificate of All Historical Matters" or "Certificate of All Present Matters" at Legal Affairs Bureau. Electronic certificates are also acceptable.

Certificate of Seal Impression

• Copy of original document is required;
• The document must be issued within three months.

Utility Bill

• Copy of Utility Bills (Electronic, Gas, Water, Landline Phone) are acceptable. Mobile phone bills are not acceptable;
• The Name and Address in the document must match those in your IBLLC application.

Bank Statement

• The document must include Name and Address;
• The Name and Address in the document must match those in your IBLLC application;
• Customer and bank must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org);
• Statement must be less than three months old and show full name and current address.

Government Issued Letters

• The document must include Name and Address;
• The document must be issued within three months.

Please download the format from here.

• Amount of intended deposit;
• Bank Name;
• Bank Account Number (optional).

• Amount of intended deposit;
• Bank Name.

• Amount of intended deposit;
• Check Number;
• Bank Routing Number;
• Bank Account Number.

• Amount of intended deposit;
• Bank Name.

• Name of Third-Party Bank or Broker;
• Third-Party Bank or Broker Account Number;
• Symbol, Number of Shares, and Exchange (optional) of each Stock to transfer;
• Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
• CUSIP Number and Aggregate Face Value of each US Bond to transfer.

• Bank Account Number;
• Bank Account Type (Checking or Savings);
• Bank's 9-digit routing number.

• Name of Third-Party Bank or Broker;
• Third-Party Bank or Broker Account Number.

In addition, for partial ACATS transfers:

• Symbol, Number of Shares, and Exchange (optional) of each Stock and/or US Mutual Fund to transfer;
• Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
• CUSIP Number and Aggregate Face Value of each US Bond to transfer;
• Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option to transfer.

• Name of Third-Party Bank or Broker;
• Third-Party Bank or Broker Account Number.

In addition, for partial ATON transfers:

• Symbol, Number of Shares, and Exchange (optional) of each Stock and/or Canadian Stock to transfer;
• Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
• Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option and/or Canadian Option to transfer.

From your Interactive Brokers Account Application:

• Interactive Brokers Account ID;
• User Name;
• Account Title;
• Address;
• Social Security Number or Tax ID Number on Account;
• Email Address.

From the account to be transferred to your Interactive Brokers account:

• Name of Brokerage Firm Currently Holding Your Account;
• Address;
• City/State/Zip;
• Account Owner Name(s);
• Account Number.

In addition, for partial transfers:

• Description and quantity of each asset to be transferred.

From your Interactive Brokers Account Application

• Interactive Brokers Account ID;
• User Name;
• Account Title;
• Account Type;
• Address;
• Social Security Number or Tax ID Number on Account (US residents only).

From the account to be transferred to your Interactive Brokers account:

• Name of Bank/Brokerage Firm Currently Holding Your Account;
• Address;
• City/State/Zip;
• Name of Contact Person at Bank/Broker;
• Account Owner Name(s);
• Account Number.

For partial transfers:

• Symbol, Description, Quantity, and ISIN number of each asset to be transferred.

• Summary and country of origin/exchange of each asset to transfer.

• Name;
• Country of Formation;
• Business Address;
• Corporate Status (Australian or Foreign; Public or Proprietary) and Australian Company Number (ACN)/Australian Registered Body Number (ABNR);
• Trading Intention (Operating Business, Personal/Family Investment Vehicle, Proprietary Trading Company, Financial Institution,Broker-dealer, Financial Advisor/ Investment Manager);
• Description of Business;
• Tax jurisdiction and Tax ID (if any);
• Email address;
• Telephone number;

• The names, date of birth and addresses of the applicant's Authorized person, Compliance contact, Directors, 25%+ Beneficial Owners/ Controller/ Senior Managing Official;
• Whether the applicant is regulated in Australia or elsewhere and if so, the company’s regulatory identification number;
• Whether the applicant is a public-held company that is traded on a regulated Australia or foreign exchange and, if so, the name of the exchange and the applicant’s trading symbol;

• Information on assets and income;
• Investment objectives and experience;
• Bank or 3rd party broker account numbers for funding purposes, ensuring you have a joint bank account for withdrawal

Australian company:
Certificate of registration; Annual statement; Full company extract (NOTE: physical certified copies are required)

Non-Australian company:
A document(s) issued by the relevant regulator/companies office which shows directors details (name, address or DOB) and company details (for example registered address), and if applicable the ownership information of company (NOTE: physical certified copies are required.).

• Driver's License
• Passport
• Photographic ID card (issued by Australia)
• National ID card (issued by foreign government)

Where electronic verification cannot be performed, physical certified copies are required.

Verify using data maintained by a government body, such as:

• Annual Statement
• Company extract

Board Resolution signed by the director(s)

Soft copies of certified copies are acceptable

• Driver's License
• Passport
• Photographic ID card (issued by Australia)
• National ID card (issued by foreign government)

Where electronic verification cannot be performed, physical certified copies are required

• Driver's License
• Passport
• Photographic ID card (issued by Australia)
• National ID card (issued by foreign government)

Where electronic verification cannot be performed, physical certified copies are acceptable

• Where Physical Certified Copies are required these should be sent by mail or courier (we cannot accept faxes or emails of the certified documents). The postal address will be provided on the last page of the online application
• For any documents that where soft copies are acceptable you may SEND the documents via email as scanned documents to: newaccounts@interactivebrokers.com (Please include your Account ID in the Subject line) or upload to the last page of your online application.

• Amount of intended deposit;
• Bank Name;
• Bank Account Number (optional).

• Amount of intended deposit;
• Bank Name;
• Bank Account Number (optional).

• Amount of intended deposit;
• Bank Name.

• Amount of intended deposit;
• Bank Name.

• Name of Third-Party Bank or Broker;
• Third-Party Bank or Broker Account Number;
• Symbol, Number of Shares, and Exchange (optional) of each Stock to transfer;
• Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
• CUSIP Number and Aggregate Face Value of each US Bond to transfer.

• Bank Account Number;
• Bank Account Type (Checking or Savings);
• Bank's 9-digit routing number.

• Name of Third-Party Bank or Broker;
• Third-Party Bank or Broker Account Number.

In addition, for partial ACATS transfers:

• Symbol, Number of Shares, and Exchange (optional) of each Stock and/or US Mutual Fund to transfer;
• Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
• CUSIP Number and Aggregate Face Value of each US Bond to transfer;
• Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option to transfer.

• Name of Third-Party Bank or Broker;
• Third-Party Bank or Broker Account Number.

In addition, for partial ATON transfers:

• Symbol, Number of Shares, and Exchange (optional) of each Stock and/or Canadian Stock to transfer;
• Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
• Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option and/or Canadian Option to transfer.

From your Interactive Brokers Account Application:

• Interactive Brokers Account ID;
• User Name;
• Account Title;
• Address;
• Social Security Number or Tax ID Number on Account;
• Email Address.

From the account to be transferred to your Interactive Brokers account:

• Name of Brokerage Firm Currently Holding Your Account;
• Address;
• City/State/Zip;
• Account Owner Name(s);
• Account Number.

In addition, for partial transfers:

• Description and quantity of each asset to be transferred.

• Name of Third-Party Bank or Broker;
• Third-Party Bank or Broker Account Number and details;
• Symbol, country of origin/exchange, and quantity of each asset to be transferred.